After 5 fallow years, the revived PFS Festival of Financial Planning was a huge success last week at the NEC, with an estimated 2,500 financial planners attending a rich array of presentations and discussions. We were delighted to present to 140+ planners on Investment due diligence in practice – and thank you to the many
We often hear about the need to undertake research and due diligence on the products and services recommended to clients, but what does that mean in practice? Specifically, is undertaking research the same as due diligence, or are the two different? And this is an important question, because there is confusion in the market about
As the FCA’s suitability work continues, Chris Jones reminds advisers of their obligations to inform themselves and make informed recommendations You will often hear about the need to undertake research and due diligence on the products and services you recommend to clients, but what does that mean in practice? Specifically, is undertaking research the same