Any meaningful due diligence exercise means looking at – and assessing – a lot of information, not to mention evidencing that assessment (in case the FCA or your PI insurers ever ask). Scoring each provider’s responses is a good way of keeping track of and evidencing the process, and also allows easy sharing of your
A new “Dear CEO” question set gives advisers the info they need to consider issues raised in recent FCA letters
As we enter the second year of Assessment of Value reports now required by the regulator from the authorised funds sector there can be no doubt that the regulator has a close eye on value in the industry. It is very conceivable, perhaps even desirable, that the concept may spread further. After all, within the